Frank Nagy Financial Services offers a turn-key solution to set up an investment management broker-dealer in the Cayman Islands.



Introducing/Fully Disclosed Broker-Dealer

A broker-dealer that is registered in the Cayman Islands will generally have one or more clearing broker-dealers that they work with that will clear their trades. This type of broker-dealer is known as an introducing broker. An introducing broker-dealer introduces their clients to a clearing broker. A the Cayman Islands Introducing broker-dealer earns a commission that is based on trade executions on securities such as stocks, bonds, MTNs, structured notes, options, forex, and commodities. In addition, there are no minimum equity capitalization requirements for an excluded Cayman Islands securities investment business (i.e. broker-dealer)


An introducing broker-dealer (i.e. securities investment business) may be involved in investment banking by helping to find buyers and sellers of investment securities such as bonds, MTN's and structured notes. They can provide investment advice to their high net worth/sophisticated clients and earn advisory fees, which could be commission or fee-based. An introducing broker-dealer may also be involved in private placements, in which they receive flat fees or commissions.


WHAT WE OFFER

Our turn-key solution to set up an investment management broker-dealer in the Cayman Islands allows you to offer the best available trading technology for accessing financial markets as well as: - Direct market access to trade and execute stocks, options, futures, forex, bonds, ETFs, new issue structured notes and CFDs. - Access to a single trading environment to execute orders, manage risk, cross-margin, and mark-to-market in real-time.


Frank Nagy Financial Services is privileged to maintain and continue to grow strong introducing relationships with top tier financial institutions as well as world-class service providers. Our service involves introducing and coordinating a team of legal, banking, administrators and accounting professionals as well as global clearing and settlement agents, custodians, financial issuers of structured products, and investment bankers. In this core group, we can collectively direct you in properly starting a Cayman Islands broker-dealer.



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