If you are an experienced trader or investment advisor then starting a broker-dealer that can successfully trade in the fixed income MTN/bond market may be an opportunity to consider.


A broker-dealer (i.e. B/D) registered in the Cayman Islands may receive a request from its counter-party buyer/customer to structure an MTN note or plain vanilla bond for them. The Cayman B/D would reach out to their top tier financial institution, whom they have an open line distributor relationship with to structure the note for them.


The B/D would receive and redeliver the same structured bond/notes, repriced by the Cayman B/D, on the same day (or T+2 depending on time zones) to its counter-party/customer's custodian and realize a risk-less profit spread.


Also, there are no minimum equity capitalization requirements for an excluded Cayman Islands securities investment business (i.e. broker-dealer).


A broker-dealer firm registered in the Cayman Islands is a company that facilitates investment transactions for its clients. For this service, the broker-dealer is compensated through commissions that are based on investment transactions made on the client's behalf (ex. equities, bonds, MTNs, structured notes, forex, options, and commodities).


A fully compliant global investment management broker-dealer (registered with the Cayman Islands Monetary Authority - "CIMA") can accept accounts from high net-worth/sophisticated citizens or residents of all countries (subject to local regulations) except citizens or residents of those countries or regions that are on the sanction list of the US Office of Foreign Asset Controls or similar lists.


WHAT WE OFFER

Our turn-key solution to set up an investment management broker-dealer in the Cayman Islands allows you to offer the best available trading technology for accessing financial markets as well as: - Direct market access to trade and execute stocks, options, futures, forex, bonds, ETFs, new issue structured notes and CFDs. - Access to a single trading environment to execute orders, manage risk, cross-margin, and mark-to-market in real-time.


Frank Nagy Financial Services is privileged to maintain and continue to grow strong introducing relationships with top tier financial institutions as well as world-class service providers. Our service involves introducing and coordinating a team of legal, banking, administrators and accounting professionals as well as global clearing and settlement agents, custodians, financial issuers of structured products, and investment bankers. In this core group, we can collectively direct you in properly starting a Cayman Islands broker-dealer.



Frank Nagy Financial Services offers a turn-key solution to set up a broker-dealer engaging in fixed income buy/sell transactions.



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